Legal Information
THIS SITE IS PROVIDED BY RYDEX AND RYDEX SGI FUNDS (“RYDEX SGI”) ON AN “AS IS” AND “AS AVAILABLE” BASIS. RYDEX FUNDS MAKES NO REPRESENTATIONS OR WARRANTIES OF ANY KIND, EXPRESS OR IMPLIED, AS TO THE SITE, THE INFORMATION (INCLUDING, WITHOUT LIMITATION, THE ACCURACY AND COMPLETENESS OF SUCH INFORMATION), CONTENT, MATERIALS, OR SERVICES AVAILABLE VIA THE SITE, OR THE PERFORMANCE OF ANY FUND OR INVESTMENT. PAST PERFORMANCE IS NO GUARANTEE OF FUTURE RESULTS. YOU EXPRESSLY AGREE THAT YOUR USE OF THE SITE IS AT YOUR SOLE RISK.
TO THE FULL EXTENT PERMISSIBLE BY APPLICABLE LAW, RYDEX SGI DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, ANY IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, AND NON-INFRINGEMENT. RYDEX SGI ALSO RESERVES THE RIGHT TO ALTER THE CONTENT OF THE SITE IN ANY WAY, AT ANY TIME, FOR ANY REASON, WITHOUT PRIOR NOTIFICATION.
TO THE FULL EXTENT PERMISSIBLE BY APPLICABLE LAW, NEITHER RYDEX SGI NOR ITS AFFILIATES NOR ANY OF THEIR EMPLOYEES, AGENTS, DIRECTORS, EMPLOYEES, PROPRIETORS, PARTNERS, REPRESENTATIVES, SHAREHOLDERS, SERVANTS, ATTORNEYS, PREDECESSORS, SUCCESSORS AND ASSIGNS (TOGETHER, “RYDEX”) WILL BE LIABLE FOR ANY INDIRECT, INCIDENTAL, SPECIAL, OR CONSEQUENTIAL DAMAGES (INCLUDING BUT NOT LIMITED TO LOST PROFITS, AND DAMAGES THAT RESULT FROM INCONVENIENCE, DELAY, OR LOSS OF USE OF THE SERVICES PROVIDED AT THE SITE) ARISING OUT OF USE OF THE SITE, THE INFORMATION OR OTHER CONTENT CONTAINED ON THE SITE, OR INVESTMENTS MADE BASED ON INFORMATION OBTAINED AT THE SITE (HOWEVER ARISING, INCLUDING NEGLIGENCE), EVEN IF RYDEX SGI HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES OR LOSSES.
IN NO EVENT SHALL RYDEX SGI’S AGGREGATE CUMULATIVE LIABILITY IN ANY CIRCUMSTANCES UNDER ANY CAUSE OF ACTION WHATSOEVER ARISING OUT OF OR RELATING TO YOUR USE OF THIS SITE EXCEED $50.
Important Securities Disclosure
All funds offered by Rydex SGI are offered by prospectus only. Prospectuses contain more complete information on management fees, distribution charges, and other expenses, and should be read carefully before investing or sending money. Past performance does not guarantee future results. Please remember that there is no assurance that the objective of any mutual fund will be achieved and investment return and principal value will fluctuate. Mutual fund shares, when redeemed, may be worth more or less than the original cost.
For more complete information about Rydex and Rydex SGI funds, including sales charges and expenses call 800.820.0888, download a prospectus, or ask your financial consultant for a prospectus. Please read the prospectus carefully before you invest or send money. For additional information, please read the Statement of Additional Information (SAI).
Shares of the Funds are distributed through a FINRA member broker/dealer. Securities are offered in a state only if the offering entity is first registered, excluded or exempted from state broker/dealer, or other securities registration requirements, as applicable. Follow up, individualized responses to persons involving either the effecting, or attempting to effect, transactions in securities will not be made, unless made in compliance with state broker/dealer registration requirements, or an applicable exemption or exclusion.
Each of the investment products referred to on this web site is intended to be made available to U.S. residents only. This web site shall not be considered a solicitation or offering for any investment product or service to any person in any jurisdiction where such solicitation or offer would be unlawful.
The information contained in this web site is not intended as, and is no substitute for, professional tax, financial or legal advice. Individuals should seek such professional advice for their particular situation. Rydex does not provide tax, financial, or legal advice.
Regulatory Conditions
At Rydex SGI, we are dedicated to providing flexibility to all our shareholders—including unlimited trading privileges for most of our funds (see a fund's prospectus for full details). We do not permit investors to initiate trades after a fund’s pricing time. On the subject of market timing, Rydex SGI’s stated policy has always been to permit unlimited trading privileges, with no exchange fees, to all shareholders—not a selected few. While not immune from all the effects of active trading, the Funds’ portfolios are well positioned to manage and minimize the potential negative effects associated with frequent trading and large cash flows. Funds invest each day’s cash flow on a real time basis and strive to remain fully invested at all times in highly liquid securities. Funds were specifically designed to provide an array of investment tools for active investors and have successfully accommodated these active and passive investment strategies for over 10 years.
Rydex SGI follows regulatory news closely—including monitoring releases from regulators and news sources, as well as Congressional hearings. We regularly assess our practices and procedures to ensure that we maintain the flexibility that is important to our shareholders while ensuring that we remain in compliance with any new regulatory standards. As always, if changes are deemed to be necessary, we will inform our customers via our Web site and/or written communication. Rydex SGI values the trust of its shareholders and will continue to operate in a manner that does not put that trust in jeopardy.
Certain Rydex SGI funds are not suitable for purchase by active investors. These funds charge a redemption fee on shares redeemed within 30 days of purchase.
Disclaimer of Warranties
These services and content provided on this site by Rydex SGI and our Information Providers are intended for your personal, non-commercial use. Users are prohibited from reproducing, retransmitting, disseminating, selling, distributing, displaying, publishing, broadcasting, circulating, creating new works from, or commercially exploiting the data provided on this site (including the content and information made available through our Information Providers on this site), in whole or in part. You may download or copy content or information displayed on the site for personal use only, provided that you maintain all copyright and other notices contained therein. Copying or storing of any content or information from the site for other than personal use is expressly prohibited without prior written permission from Rydex SGI and/or the Information Provider credited.
Rydex SGI and the Information Providers furnish the information on this site as a service. Rydex SGI or its Information Providers cannot be held responsible for data accuracy or timing of information displayed. Any errors or omissions contained in such information cannot be made the basis for any claim, demand or cause of action against Rydex SGI or any Information Provider. Rydex SGI believes the services (including the information and content therein) to be reliable, but accuracy is not warranted or guaranteed.
Secure Server Certification
RSA Data Security, Inc. USA provides all secure Rydex SGI pages with a secure server certification. To view the certificate, click on the lock or key icon located on the top or bottom of your browser. A frame will appear with a “View Certificate” link. Double-click the link to verify that you are in the appropriate URL.
Encryption Technology
Rydex SGI policy ensures that all information traveling between our server and your browser is encrypted. The degree of encryption depends on the browser of the user. Refer to your browser version’s documentation for more information regarding the encryption level it supports. The newest versions of Netscape Navigator, Microsoft Internet Explorer and America Online are downloadable via the Internet.
Each browser contains an icon describing whether the connection is secure or not. If you are using Netscape Navigator 3x, a “broken” key icon depicts an insecure connection while a “whole” key icon depicts a secure connection. Netscape Communicator, Microsoft Internet Explorer and AOL all use an “open” lock icon to depict an insecure connection and a “closed” lock icon to depict a secure connection. An additional method of determining if a page is secure is to look at the address. If the address begins with HTTPS (rather than the standard HTTP) the page is secure.
Secure Socket Layer (SSL)
Rydex SGI is currently using SSL to transmit secure documents. SSL is a Netscape developed technology that allows for the transfer of encrypted code from our server to your computer. The following is a list of some of the browsers that support SSL technology: Netscape Navigator 5.0+, Microsoft Internet 5.0+ and AOL Web browser 7.0+.
Firewalls
For additional security, Rydex SGI has installed firewalls that filter Internet traffic preventing the unauthorized access of personal data.
If you have any question regarding any of the security features at Rydex SGI, call 800.820.0888 between 8:30 a.m. and 5:30 p.m. EST, Monday through Friday.
Use of Indexes as a Benchmark
Standard & Poor’s Corp., The NASDAQ OMX Group, Inc., the Frank Russell Company, ICE Futures U.S., Inc., Nikkei Inc., Goldman, Sachs and Co., Citigroup Global Markets Inc., Dow Jones & Company Inc., STOXX Limited and the Tokyo Stock Exchange (the “Index Publishers”) do not sponsor, issue, endorse, sell or promote any Rydex SGI fund and make no representation or warranty, implied or express, and expressly disclaims any such warranty, to the investors in the funds, or any member of the public, regarding: the advisability of investing in index funds; the ability of any index to track stock market performance; the accuracy and/or the completeness of the aforementioned indices or any data included therein; the results to be obtained by any funds, the investors in funds, or any person or entity from the use of the indices or data included therein; and the merchantability or fitness for a particular purpose for use with respect to the indices or any data included therein. Further, none of the Index Publishers: Recommend that any person invest in funds or any other securities; have any responsibility or liability for or make any decisions about the timing, amount or pricing of funds; have any responsibility or liability for the administration, management or marketing of funds; consider the needs of funds or the investors in funds in determining, composing or calculating the indexes or has any obligation to do so; will have any liability in connection with the funds or for any errors, omissions or interruptions in connection with the indices or the related data; will be liable for any lost profits or indirect punitive, special or consequential damages or losses, even if such Index Publisher knows that they might occur.
Trademarks and Copyrights
Rydex SGI claims copyright in the compilation (including images, text and “look and feel” attributes) of and portions herein created by Rydex SGI, all of the foregoing, Copyright © Rydex SGI 2009. All rights reserved. Any commercial use requires the written permission of Rydex SGI. Copyright © Rydex Investments 2009. Copyright © Rydex Distributors 2009.
Please be advised that Rydes SGI actively and aggressively enforces its intellectual property rights to the fullest extent of the law. Rydex SGI and the Rydex SGI logo are federally registered service marks, and we actively and aggressively enforce these intellectual property rights to the fullest extent of the law. The use or misuse of these markets is expressly prohibited and may violate federal and state trademark law.
Third-party trademarks and service marks are the property of their respective owners.
“Dow Jones Industrial AverageSM,” and “DJIASM” are service marks of Dow Jones & Company, Inc. and have been licensed for use for certain purposes by Rydex Investments and its affiliates. STOXX Limited claims copyright and other proprietary interest in Dow Jones STOXX 50 Index. The Dow Jones STOXXSM 50 Index and the related trademarks have been licensed for certain purposes by Rydex Investments and its affiliates. “Standard & Poor’s®”, “S&P®”, “S&P 500®”, “S&P DTI”, “Standard & Poor’s MidCap 400”, “S&P MidCap 400” , “Standard & Poor’s SmallCap 600”, and “S&P SmallCap 600” are trademarks of The McGraw-Hill Companies, Inc. and have been licensed for use by Rydex Investments and its affiliates. “S&P 500/Citigroup Pure Value”, “S&P 500/Citigroup Pure Growth”, “S&P MidCap 400/Citigroup Pure Value”, “S&P MidCap 400/Citigroup Pure Growth”, “S&P SmallCap 600/Citigroup Pure Value”, and “S&P SmallCap 600/Citigroup Pure Growth” are trademarks of The McGraw-Hill Companies, Inc. and Citigroup, Inc. and have been licensed for use by Rydex Investments. Russell 2000® Index is a trademark of Russell Investment Group (Russell) and has been licensed for use by Rydex Investments and affiliates. “Intercontinental Exchange®”, “ICE®”, “The U.S. Dollar Index®” and “USDX®” are registered trademarks or service marks of the ICE Futures U.S., Inc. and have been licensed for use by Rydex Investments and its affiliates. Rydex funds are not sponsored, issued, endorsed, sold or promoted by Dow Jones, Standard & Poor’s, Nasdaq OMX Group, Inc., Russell Investment Group (“Russell”), or ICE Futures U.S., Inc or any affiliate of the Tokyo Stock Exchange (“TSE”), the publisher of the Topix 100 Index. NASDAQ®, NASDAQ-100®, and NASDAQ-100 Index®, are registered trademarks of The NASDAQ OMX Group, Inc. (which with its affiliates is referred to as the “Corporations”) and are licensed for use by Rydex Investments. Rydex funds have not been passed on by the Corporations as to their legality or suitability. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUNDS. The aforementioned firms make no representation regarding the advisability of investing in the funds.
E-mail Correspondence
Rydex SGI welcomes your e-mail correspondence. Our associates are available to address your general questions as well as respond to your suggestions for improvement. Internet and e-mail communications are not confidential. It is possible that information transmitted to us may be read or obtained by other parties. In an attempt to protect your privacy, our e-mail responses do not include personal account information such as social security numbers or account numbers.
Third Party Content
This website includes content that is supplied by companies that are not affiliated with Rydex SGI (“Third-Party Content”). Most Third-Party Content is available through framed areas or through on-going hyperlinks to a number of third-party websites for your convenience in locating related information and services.
Neither Rydex SGI, nor its affiliates, have control over the information, products, opinions, or services that appear or are supplied via this Third-Party Content. Accordingly, Rydex SGI expressly disclaims any responsibility for the Third-Party Content, the accuracy, timeliness, completeness or usefulness of the information presented, or the quality of the products and services provided therein. The fact that Rydex SGI has framed Third-Party Content or provided an on-going hypertext link to third-party web sites does not act as a recommendation or endorsement by the Trust and its affiliates, either express or implied. Although Rydex SGI believes the information from these organizations is reliable, it cannot, and does not, guarantee or warrant the information’s completeness or suitability for any purpose.
